Compliance Officer – Funds Management in Banking & Financial Services Jobs

Opportunity to join a global financial services leader in the funds management division. They are a full service fund manager with more than US$200 billion in assets under management. The role is a junior level compliance position which will provide an excellent platform for mentoring and development.

Reporting to the Compliance Director you will support the team in managing the regulatory compliance and control framework. The initial focus of this role will be on undertaking compliance monitoring, reporting and training. You will ensure that adequate processes are in place to meet regulatory obligations and internal policies, breach analysis, reporting and maintaining all the registers.

To be suitable for this opportunity you will need to have at least 2-4 years experience in either audit or regulatory compliance within the financial services industry. Strong attention to detail and an inquiring mind as well as good written and verbal communication skills and an ability to work independently is required.